Medical Device Management & Consulting consulting@regpromedical.com +1 (425) 241 - 3092
Medical Device Regulatory & Quality Assurance Glossary
Expert QA/RA Guidance from RegPro Medical
Stay ahead in medical device manufacturing, quality assurance (QA), and regulatory affairs with this definitive glossary. Whether you’re a medical device startup, established manufacturer, or regulatory consultant, use this resource to clarify complex terms, boost compliance, and support your quality system.
Table of Contents
510(k)
21 CFR Part 820
Adverse Event
Audit Response
CAPA (Corrective and Preventive Action)
CAPA Program
CE Marking
Clinical Evaluation Report (CER)
Complaint Handling
Corrective Actions
De Novo Classification
Design Controls
Device History Record (DHR)
Device Master Record (DMR)
Due Diligence
EU MDR (Medical Device Regulation)
European Authorized Representative
FDA (Food and Drug Administration)
FDA Audit
FDA Inspection
FDA Warning Letter
Field Safety Corrective Action (FSCA)
GMP (Good Manufacturing Practice)
Human Factors Engineering
IEC 62366
Internal Auditing
ISO 10993-1
ISO 11135
ISO 11137-1
ISO 11607-1
ISO 13485
ISO 14971
Labeling
Management Review
MDSAP (Medical Device Single Audit Program)
Nonconformity / Non-Conformance Report (NCR)
Notified Body
Postmarket Surveillance
Premarket Approval (PMA)
Process Validation
QMS (Quality Management System)
QMS Process Refinement
Quality Assurance (QA)
Quality Control (QC)
Recall
Regulatory Affairs
Regulatory Strategy
Remediation Plan
Risk Management / ISO 14971
SaMD (Software as a Medical Device)
Shelf Life Validation
Sterility Validation
Supplier Qualification
Technical Documentation for EU MDR Certification
Technical File / Documentation
UDI (Unique Device Identification)
Usability Engineering
Validation
Verification
Glossary
510(k)
Definition: An FDA premarket submission proving that a new device is substantially equivalent in safety and effectiveness to a legally marketed predicate device.
Example: Submitting a 510(k) for a new glucose meter similar to those already approved.
Note: Canadian equivalent submissions are not called 510(k) but follow medical device licensing via Health Canada
See also: FDA, De Novo Classification, Premarket Approval (PMA)
Keywords: FDA 510k submission, medical device FDA clearance
21 CFR Part 820
Definition: FDA regulation (Quality System Regulation, QSR) outlining current good manufacturing practices (cGMP) for medical devices marketed in the U.S.
Example: US device manufacturers must design, document, and manufacture products in compliance with 21 CFR Part 820.
See also: FDA Audit, QMS, ISO 13485
Keywords: 21 CFR 820, FDA QSR, medical device cGMP
Adverse Event
Definition: Any unexpected or harmful occurrence involving a medical device.
Example: Reporting a patient’s allergic reaction to Health Canada during postmarket surveillance.
See also: Complaint Handling, FSCA, Postmarket Surveillance, Health Canada Reporting, FDA Reporting, MDR Reporting
Keywords: medical device adverse event, device safety reporting
Audit Response
Definition: A comprehensive written reply to regulatory bodies or auditors addressing observations, nonconformities, or deficiencies identified during an audit.
Example: Submitting an audit response to address FDA 483 observations, outlining remedial actions and CAPA plans.
See also: FDA Inspection, Internal Auditing, CAPA
Keywords: audit response letter, regulatory audit response
CAPA (Corrective and Preventive Action)
Definition: A structured approach to investigating and resolving nonconformities and preventing recurrence.
Example: Documenting root cause analysis and corrective steps for repeated process failures.
See also: CAPA Program, NCR, QMS
Keywords: medical device CAPA, corrective action, preventive action
CAPA Program
Definition: The organizational system managing all CAPA activities, including tracking, trending, and analyzing quality events.
Example: An electronic CAPA program provides company-wide visibility over all quality issues and responses.
See also: CAPA, QMS, Internal Auditing
Keywords: CAPA management software, FDA CAPA system
CE Marking
Definition: Certification indicating compliance with essential EU health, safety, and performance standards under EU MDR.
Example: A bone fixation device requires CE Marking and notified body review before launching in Germany.
See also: EU MDR, Notified Body, Technical File
Keywords: CE marking medical device, EU compliance
Clinical Evaluation Report (CER)
Definition: A document demonstrating conformity with EU MDR safety and performance requirements via clinical data analysis.
Example: A CER supports life-cycle management and annual updates for a long-term implant.
See also: Technical Documentation for EU MDR Certification, EU MDR
Keywords: clinical evaluation report, EU MDR CER
Complaint Handling
Definition: Documented receipt, review, investigation, and resolution of complaints per QMS and regulatory requirements.
Example: Promptly investigating a customer-reported device malfunction per FDA/ISO requirements.
See also: Adverse Event, CAPA, Postmarket Surveillance
Keywords: medical device complaint handling
Corrective Actions
Definition: Actions taken to eliminate the root cause of a detected nonconformity.
Example: Repairing a packaging process and retraining staff after device contamination issues.
See also: CAPA, Remediation Plan, Internal Auditing
Keywords: corrective action plan, CAPA corrections
De Novo Classification
Definition: FDA process for classifying novel, low- to moderate-risk devices lacking a predicate.
Example: A new digital diagnostic tool qualified via De Novo after 510(k) pathway was deemed unsuitable.
See also: 510(k), FDA
Keywords: FDA De Novo, novel medical device pathway
Design Controls
Definition: Processes ensuring devices meet user needs, intended uses, and regulatory requirements.
Example: Designing a user interface using human factors engineering and documenting each iteration.
See also: QMS, Human Factors Engineering
Keywords: FDA design controls, ISO 13485 design
Device History Record (DHR)
Definition: Detailed batch/lot records demonstrating device manufactured per DMR and procedures.
Example: FDA inspection includes review of DHRs for traceability and process control.
See also: DMR, QMS
Keywords: device history record, FDA DHR
Device Master Record (DMR)
Definition: Compilation of instructions, drawings, and procedures required for manufacturing a medical device.
Example: Every change in test protocol must be reflected in DMR updates.
See also: DHR, Technical File
Keywords: device master record, DMR
Due Diligence
Definition: Comprehensive review to assess regulatory, quality, and business risks before mergers, acquisitions, or investments.
Example: RegPro Medical conducts due diligence audits prior to client acquisition of a device startup.
See also: Regulatory Affairs, Audit Response
Keywords: medical device due diligence, QMS consulting
EU MDR (Medical Device Regulation)
Definition: The EU’s regulatory framework enforcing strict controls on device safety, performance, and clinical evaluation.
Example: A legacy device required extensive documentation updates to conform with EU MDR.
See also: CE Marking, Technical Documentation for EU MDR Certification
Keywords: EU MDR, medical device Europe
European Authorized Representative
Definition: A legally appointed entity within the EU acting on behalf of non-EU manufacturers to fulfill regulatory obligations.
Example: A US or Canadian device manufacturer appoints an EU authorized representative to handle complaints and communication with authorities.
See also: CE Marking, EU MDR
Keywords: European authorized representative, EU mandates
FDA (Food and Drug Administration)
Definition: U.S. agency overseeing development, manufacture, and marketing of medical devices.
Example: FDA inspection checks conformity with 21 CFR Part 820 and product safety.
See also: 510(k), FDA Audit, FDA Warning Letter
Keywords: FDA medical devices, FDA regulations
FDA Audit
Definition: On-site or remote review by FDA to assess compliance with regulatory requirements.
Example: An FDA audit may result in Form 483 observations, leading to CAPA.
See also: Internal Auditing, Audit Response, FDA Inspection
Keywords: FDA audit preparation, FDA site inspection
FDA Inspection
Definition: Comprehensive examination by FDA, often triggered by complaints, regulatory changes, or pre-approval reviews.
Example: FDA inspection reveals gaps in complaint handling and CAPA management.
See also: FDA Audit, FDA Warning Letter
Keywords: FDA inspection checklist
FDA Warning Letter
Definition: Formal notification from FDA identifying serious violations found during inspections or file reviews.
Example: A firm receives a warning letter for inadequate CAPA documentation.
See also: CAPA, Remediation Plan
Keywords: FDA warning letter response, regulatory compliance
Field Safety Corrective Action (FSCA)
Definition: Actions taken to mitigate risk or correct a device issue in the field—includes recalls and safety notices.
Example: Issuing an urgent field safety notice due to a battery defect.
See also: Recall, Complaint Handling
Keywords: field safety corrective action, device recall
GMP (Good Manufacturing Practice)
Definition International standards ensuring production is consistently controlled and regulated.
Example: GMP-certified facility monitors raw materials, process controls, and staff training.
See also: ISO 13485, QMS
Keywords: GMP medical device, manufacturing standards
Human Factors Engineering
Definition: Discipline focused on designing devices to optimize human use, minimize errors, and enhance usability and safety.
Example: Human factors validation required for new diagnostic systems under FDA guidance.
See also: Usability Engineering, IEC 62366, Design Controls
Keywords: human factors medical device, usability testing, user experience safety
IEC 62366
Definition: International standard specifying requirements for applying usability engineering to medical devices.
Example: Manufacturers use IEC 62366 to structure usability testing and documentation for home-use devices.
See also: Usability Engineering, Human Factors Engineering
Keywords: IEC 62366, usability standard medical device
Internal Auditing
Definition: Routine audits performed by or for an organization to assess QMS effectiveness and compliance with standards (e.g., ISO 13485).
Example: Quarterly internal audits drive continuous QMS improvement.
See also: Audit Response, CAPA, QMS Process Refinement
Keywords: internal audit medical device, ISO 13485 audit
ISO 10993-1
Definition: International standard for assessing medical device biocompatibility, including evaluation and testing of cytotoxicity, sensitization, and irritation.
Example: ISO 10993-1 testing is required for all new skin-contacting devices sold in the EU or US.
See also: Validation, Technical File
Keywords: ISO 10993-1, biocompatibility
ISO 11135
Definition: Standard for validation and routine control of ethylene oxide sterilization for medical devices.
Example: Sterilization contract manufacturers rely on ISO 11135 validation data for FDA submissions.
See also: Sterility Validation, Process Validation
Keywords: ISO 11135, EO sterilization validation
ISO 11137-1
Definition: Requirements for the development, validation, and routine control of radiation sterilization processes.
Example: ISO 11137-1 is relevant for single-use disposable device manufacturers.
See also: Sterility Validation, Validation
Keywords: ISO 11137-1, radiation sterilization
ISO 11607-1
Definition: Standard describing requirements for packaging materials, sterile barrier systems, and packaging validation.
Example: Packaging for surgical kits must be validated and documented per ISO 11607-1.
See also: Process Validation, Shelf Life Validation
Keywords: ISO 11607-1, sterile packaging validation
ISO 13485
Definition: Quality management system standard specific to medical device design, development, and manufacture.
Example: Achieving ISO 13485 certification is essential for global market entry.
See also: QMS, Internal Auditing
Keywords: ISO 13485 certification, QMS requirements
ISO 14971
Definition: Widely accepted standard for risk management throughout the medical device lifecycle.
Example: All devices marketed in Europe require documented risk management per ISO 14971.
See also: Risk Management, QMS
Keywords: ISO 14971, risk assessment medical device
Labeling
Definition: All identification, use instructions, warnings, and claims provided with a device.
Example: Updates to device IFU following incident reports are part of regulatory compliance.
See also: FDA, Technical File
Keywords: medical device labeling
Management Review
Definition: Systematic meetings where top management evaluates QMS effectiveness and compliance.
Example: Quarterly management reviews check if CAPA and audit findings are addressed.
See also: QMS, QMS Process Refinement
Keywords: management review ISO 13485
MDSAP (Medical Device Single Audit Program)
Definition: Audit program permitting a single quality audit recognized by multiple jurisdictions (US, Canada, Australia, Brazil, Japan).
Example: A RegPro Medical client leverages MDSAP to streamline global regulatory audits.
See also: Audit Response, Internal Auditing
Keywords: MDSAP, international device compliance
Nonconformity / Non-Conformance Report (NCR)
Definition: A record of any deviation from specified requirements in product or process.
Example: An NCR may lead to a CAPA for process improvements.
See also: CAPA, Internal Auditing
Keywords: NCR, nonconformity
Notified Body
Definition: EU-designated organization authorized to assess device conformity prior to CE Marking.
Example: A notified body audits technical files and QMS for Class III devices.
See also: CE Marking, EU MDR
Keywords: EU notified body
Postmarket Surveillance
Definition: Systematic monitoring of device performance and safety after commercial launch.
Example: Postmarket data triggers design modifications for safety improvement.
See also: Adverse Event, FSCA
Keywords: postmarket surveillance plan
Premarket Approval (PMA)
Definition: FDA's most stringent marketing review process for high-risk devices.
Example: Securing PMA involved clinical trial data and manufacturing audits.
See also: 510(k), FDA
Keywords: FDA PMA, class III device
Process Validation
Definition: Documented evidence confirming that a production process consistently yields products meeting predetermined specifications.
Example: Validating a sterilization cycle for single-use catheters.
See also: Validation, ISO 11135, ISO 11137-1
Keywords: process validation medical device, FDA process validation
QMS (Quality Management System)
Definition: All policies, procedures, records, and processes ensuring device quality and compliance.
Example: Implementing QMS software accelerates document control and audit prep.
See also: ISO 13485, QMS Process Refinement
Keywords: quality management systems, QMS medical device
QMS Process Refinement
Definition: Continuous improvement cycle applied to QMS policies and practices to maintain regulatory compliance and effectiveness.
Example: Regular review and streamlining of CAPA tracking to reduce closure times.
See also: Management Review, Internal Auditing
Keywords: QMS optimization, quality system improvement
Quality Assurance (QA)
Definition: Processes ensuring products meet quality regulations throughout design, development, and manufacture.
Example: QA oversees manufacturing controls, training, and documentation.
See also: Quality Control (QC), QMS
Keywords: quality assurance medical device
Quality Control (QC)
Definition: Methods and activities used to verify product conformity to specifications.
Example: QC checks include final product inspections and testing.
See also: QA, Validation
Keywords: quality control QC, device QC procedures
Recall
Definition: Action to remove, correct, or notify users of marketed devices violating law or posing risk.
Example: Voluntary recall for labeling errors affecting patient safety.
See also: FSCA, Postmarket Surveillance
Keywords: medical device recall
Regulatory Affairs
Definition: Professionals managing regulatory submissions, compliance, and interaction with agencies.
Example: RegPro Medical’s RA team prepares worldwide device registrations and labeling reviews.
See also: Regulatory Strategy, Due Diligence
Keywords: regulatory affairs, regulatory compliance
Regulatory Strategy
Definition: Planned approach for global regulatory submissions, approvals, and lifecycle management.
Example: Developing an integrated FDA and CE Marking strategy to minimize time-to-market.
See also: Regulatory Affairs, CE Marking
Keywords: regulatory strategy medical device
Remediation Plan
Definition: Structured plan to remedy regulatory findings, usually after audit or warning letter.
Example: Implementing process remediation after an FDA warning letter for documentation gaps.
See also: CAPA, Audit Response
Keywords: remediation plan, compliance remediation
Risk Management / ISO 14971
Definition: Systematic process for risk assessment, mitigation, and monitoring throughout a device lifecycle.
Example: Risk management files prepared for each design project per ISO 14971.
See also: QMS, ISO 14971
Keywords: device risk management
SaMD (Software as a Medical Device)
Definition: Standalone software intended for medical purposes.
Example: Machine learning-based diagnostic tools for smartphones.
See also: FDA, Validation
Keywords: SaMD, regulatory software medical device
Shelf Life Validation
Definition: Testing and documented evidence ensuring device stability, packaging integrity, and performance throughout intended shelf life.
Example: A sterile wound dressing passes accelerated aging and shelf life validation.
See also: ISO 11607-1, Process Validation
Keywords: shelf life validation, product stability
Sterility Validation
Definition: Studies and records confirming devices are reliably sterile at release.
Example: Sterility validation for single-use syringes includes biological indicators and process verification.
See also: ISO 11135, Process Validation, Validation
Keywords: sterility validation, sterile medical device
Supplier Qualification
Definition: Evaluation and monitoring of suppliers to meet quality and regulatory demands.
Example: Approved supplier list compiled after on-site audits and capability assessments.
See also: QMS, Audit
Keywords: supplier qualification, approved supplier program
Technical Documentation for EU MDR Certification
Definition: Full collection of device design, risk analysis, clinical data, manufacturing, labeling, and performance data—required for MDR CE Marking.
Example: RegPro Medical assembles technical documentation to meet notified body review standards.
See also: Technical File, EU MDR
Keywords: EU MDR technical documentation, MDR certification
Technical File / Documentation
Definition: Dossier of technical and regulatory documentation demonstrating conformity and supporting market authorization.
Example: Inclusion of biocompatibility, usability, and risk management summaries in the technical file.
See also: CE Marking, Notified Body
Keywords: technical documentation medical device
UDI (Unique Device Identification)
Definition: Distinct alphanumeric codes for identifying and tracking medical devices.
Example: Implantable devices are labeled and registered under FDA and EU UDI databases.
See also: FDA, Postmarket Surveillance
Keywords: UDI, traceability
Usability Engineering
Definition: Systematic application of user interface design principles to medical devices, as required by IEC 62366.
Example: Usability testing for an insulin pump ensures users can set up and dose without error.
See also: Human Factors Engineering, IEC 62366, Design Controls
Keywords: usability engineering, medical device usability studies
Validation
Definition: Evidence (documented studies or tests) proving devices, processes, or systems consistently meet predetermined requirements.
Example: Software validation ensures a diagnostic app performs accurately before release.
See also: Process Validation, Verification
Keywords: validation protocol, validated process
Verification
Definition: Assessment confirming products or processes meet defined specifications, usually by inspection, testing, or analysis.
Example: Prototype units undergo verification testing to ensure all design outputs are met.
See also: Validation, Design Controls
Keywords: device verification, verification testing
This glossary is continually updated for regulatory changes.
For expert medical device regulatory consulting email consulting@RegProMedical.com or call George Lane +1 (425) 241 - 3092
